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RegulatoryNovember 13, 2026

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the FINRA By-Laws, the FINRA Regulation By-Laws, the Plan of Allocation and Delegation of Functions by FINRA to Subsidiaries, FINRA's Restated Certificate of Incorporation, and FINRA Rule 5110

Issued by Securities and Exchange Commission

What the record says

Notice published in the Federal Register by Securities and Exchange Commission.

This is a factual description of what was issued or decided, not an assessment of it.